Podcast: The Jaundiced View of Trailing Commissions

June 17, 2019

 

 

The GRC Professional speaks to Calvert Duffy, owner and principal of compliance consultancy about the Royal Commission and the banning of trailing commissions for mortgage brokers.

 

 

Discussion Topics: 

  • The problem with the legalistic view 

  • The history of trailing commissions for Mortgage Brokers 

  • a different approach to tackling conduct rather than blanket ban.

Join the Conversation

If you have podcast idea relating to risk & compliance or would like to be featured on the show, email me at kwame.slusher@thegrcinstitute.org and be part of the GRC conversation. 

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