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July 12, 2018
by Kwame Slusher
The Thomson Reuters Cost of Compliance 2018 survey highlighted that 18 per cent of compliance professionals globally are concerned about compliance liability.
“The introduction of accountability regimes worldwide, such as UK’s senior Managers and certificate Regime(SMCR...
The conduct regulator has just accepted their second court enforceable undertaking (EU) from Commonwealth Bank of Australia in five days.
The earlier EU was in relation to a commitment to change the way their superannuation products were ‘distributed’.
This EU is in conn...
July 6, 2018
by Angus Young
This article was originally published in the Winter 2018 Edition of the GRC Professional, or you can downlaod a PDF version of this article here.
The revelations of the Royal Commission and recent Inquiry by Australian Prudential Regulation Authority (APRA...
Once again, banks find themselves in the spotlight for selling inappropriate products to their consumers.
Earlier this week, the Australian Securities and Investment commission (ASIC) released Credit Card Lending in Australia, a report that highlighted some of the cha...
The Australian Competition and Consumer Commission (ACCC) will be looking at the competition practices of digital platforms.
ACCC Chairman, Rod Sims, told the International Institute of Communications’ Telecommunications and Media forum that the impact of these digita...
Amendments to the whistle-blower regime indicate a move towards creating a regime that will protect those who speak out about wrong-doing. But what do organisations need to do to change?
For Dennis Gentilin, Founder of Human Advisory Systems, the key is in organisationa...