July 17, 2018

Traveller’s Cheques are not a major threat to Australia and have been given a low-risk rating when it comes to money laundering and terrorist financing.

This is the findings in the recently released Traveller’s Cheques risk assessment by the Australian Transaction Repor...

July 13, 2018

Enforceable Undertakings (EU) get a lot of criticism but they are an effective enforcement tool in the ASIC tool kit. However, they can be used a little more effectively. 

Peter Whyntie from Peter Whyntie & Associates told the GRC Professional that the Australian Secur...

July 13, 2018


Enhancing competition is about making a level playing field. 

Rod Sims, Chairman of the Australian Competition and Consumer Commission (ACCC), told the Australian Conference of Economists last week that the digital platforms inquiry, consumer access to data and energy...

July 12, 2018

Last week the Australian Prudential Regulation Authority (APRA) released what they call further short topic papers as part of their ‘post-implementation review’ of the superannuation framework. 

The Short Topic Paper Three focuses on:

•     Financial Requirements, Operat...

July 12, 2018

This article was originally published in the Winter 2018 Edition GRC Professional Magazine. Click here to download your member edition. 

Most of the documents we write at work are intended to influence readers and achieve a specific outcome.

You may need to write a...

July 12, 2018

The Securities and Exchanges Commission (SEC) has charged the Credit Suisse with FCPA violations according to a statement from the American regulator. 

The $ US30 million (approximately $AUD40.7 million) fine is based on allegations violation of the anti-bribery and in...

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